Understanding
tertiary EFL teacher learning and identity
development: a cultural-historical activity theory perspective
Xia Li
Jiangsu
University, Zhenjiang, China
Jinfen Xu
(corresponding author)
Huazhong
University of Science and Technology, Wuhan, China
Received:
25/6/2023 / Accepted: 8/11/2023
DOI:
https://doi.org/10.30827/portalin.vi2023c.29652
ISSN
paper edition: 1697-7467, ISSN digital edition: 2695-8244
Abstract: Though current scholarship has
conducted much research on teacher learning and teacher identity respectively,
there are limited empirical studies examining the combination of these two
constructs. This study, drawing upon cultural-historical activity theory, aims
at exploring two tertiary EFL teachers’ specific
learning processes and how they develop their identities through learning. Data
sources include observations, interviews, informal communications
and artifacts concerning the two participants’ learning and identity
constructions. The findings reveal that teacher learning is an expansive
learning process that starts with triggering events, and reflection permeates
all the phases of teachers’ expansive learning. Besides, teacher learning is driven
by multiple contradictions. Faced with these contradictions, teachers exert
their agency, negotiate with significant others and cross various boundaries in
their learning activities, which eventually promotes their identity
development. The findings provide implications for further explorations of
teacher learning and teacher identity.
Keywords: teacher learning, teacher identity,
cultural-historical activity theory, contradiction, agency
Comprensión del aprendizaje y el desarrollo de la identidad del profesorado de EFL terciario: una perspectiva de la teoría de la actividad histórico-cultural
Resumen: Aunque los estudios actuales han realizado respectivamente muchas investigaciones sobre el aprendizaje y la identidad de los docentes son limitados los estudios empíricos que examinan la combinación de estos dos componentes. Este estudio, basado en la teoría de la actividad histórico-cultural, tiene como objetivo explorar los procesos específicos de aprendizaje de dos profesoras universitarias de inglés y cómo desarrollan sus identidades en el aprendizaje. Las fuentes de datos incluyen observaciones, entrevistas, comunicaciones informales y artefactos relacionados con el aprendizaje y la construcción de identidad de los dos participantes. Los resultados revelan que el aprendizaje docente es un proceso de aprendizaje expansivo que comienza con eventos desencadenantes, y la reflexión impregna todas las fases de dicho aprendizaje expansivo. Además, el aprendizaje docente está impulsado por múltiples contradicciones. Frente a estas contradicciones, los docentes ejercen su agencia, negocian con otras personas significativas y cruzan varios límites en sus actividades de aprendizaje, lo que eventualmente promueve el desarrollo de su identidad. Los resultados brindan inspiraciones para futuras exploraciones sobre el aprendizaje y la identidad docente.
Palabras clave: aprendizaje docente, identidad docente, teoría de la actividad histórico-cultural, contradicción, agencia
1. INTRODUCTION
Lifelong learning has
become synonymous with global education reform, not only for students but also
for teachers. The recently launched nationwide educational reforms “Double
First-Class” and “Golden Course” initiatives in China, aiming at building a group
of world-class universities, disciplines, and courses, have urged teachers to
meet new curricula challenges and continuously develop their teaching quality.
English course has been covered in almost all universities in China. Therefore,
the professional development of Tertiary EFL(English as a foreign language) teachers is closely
connected with the teaching quality and talent training of higher education.
The evolving educational climate and high expectations make tertiary EFL teacher learning more urgent and vital, which may cause
salient shifts in their identities as teacher learning is primarily an identity
construction process (Derakhshan et al., 2023; Jiang & Zhang, 2021).
Despite abundant research respectively conducted on teacher learning (e.g., Korthagen,
2017; Lieberman & Pointer Mace, 2008; Symeonidis, 2019) and teacher
identity (e.g., Derakhshan & Nazari, 2022a, b; Miller et al., 2017;
Perez-Valverde & Ruiz-Cecilia, 2014; Yuan et al., 2022), there is
insufficient empirical research associated with the combination of these two
constructs (Yuan, 2020;Sang, 2022; Sherman & Teemant, 2023). To shed light on this issue,
taking tertiary EFL teachers as a focus, this paper
explores their learning process and identity shifts.
2. LITERATURE
REVIEW
2.1. Teacher
learning
Garner and Kaplan (2019, p.
8) define teacher learning as “changes in knowledge, orientation, and skills
that pertain to the person’s conception of teaching and actions as a teacher”.
With the sociocultural turn, more and more researchers have recently conceptualized
teacher learning as a social process that occurs through participation in
activities and interaction with others (Larsen & Allen, 2021). There are
various teacher learning activities mentioned in the literature, such as
reading, observation, collaborating, and experimenting(Kyndt et al., 2016), attending professional development
community (Moosa, et al., 2022), reflection (Korthagen, 2017), action research
and teacher inquiry (Erbilgin, 2019), etc. It has
long been recognized that teacher learning is a critical contributor to
changing knowledge and beliefs, enhancing teaching quality, promoting classroom
practice, improving schools or educational reforms and
securing students’ learning (Lieberman & Pointer Mace, 2008; Bakkenes et al., 2010; Opfer et al., 2011). Teacher
learning research has mainly been related to a range of different topics such
as teacher cognition (e.g., Li, 2020), teacher beliefs (e.g., Legarre, 2022),
teacher competence (e.g., Symeonidis, 2019), teacher emotion (e.g., Benesch
& Prior, 2023), etc. But more recent research has also begun to highlight
teacher identity as a crucial aspect of teacher learning research (Chua &
Welch, 2021), which will be explored in detail in the following two sections.
2.2. Teacher
identity
Teacher identity is the
teachers’ perception and understanding of who they are, the meaning and the
professional role of being a teacher (Mehdizadeh et al., 2023; Murray &
Christison, 2011). Varghese et al. (2005) highlight
that people enact their roles in practice and discourse and advocate an
integrative understanding of identity-in-practice and identity-in-discourse.
Teachers’ identity-in-practice means teachers form their identity through what
they do in their situated work environment (Lee, 2013). Identity-in-discourse
highlights the criticality of language and interaction as mediating tools in
identity construction. Dang (2013) further proposes the concept of
identity-in-activity, that is, teachers make use of instruments to form their
identities. Overall, teacher identity is demonstrated in their social
engagements and discourse practices in learning-to-teach activity systems (Lee,
2013). It is not something fixed but a dynamic and shifting conception that is
dependent on and formed in relationships with others (Edwards, 2010) and as
such needs to be understood as a social process of becoming.
2.3. Teacher
learning and teacher identity
Teacher learning means not
only acquiring knowledge and skills but also adopting a new identity (Miller et
al., 2017). Sfard and Prusak (2005) recognize
learning as narrowing the gap between the actual identity and designated
identity when learners move from who they are to whom they can or should
become. Thus, learning and identity are inextricably entwined (Jiang & Zhang,
2021) and both of these complex elements need to be
examined to obtain a more holistic understanding of teacher development. To
capture the dynamic complexities that occur during and after learning
activities, the underlying processes of teacher learning and identity should be
highlighted (Yuan, 2020). However, to date, more attention has been paid to
teacher learning outcomes while empirical studies on teacher learning processes
are lacking (Bakkenes et al., 2010; Li, 2023).
Moreover, studies on possible changes in teacher identity through learning are
yet to be fully explored. The present study responds to the gap. We aim to
provide insights from a Chinese perspective, hoping that they will resonate in
numerous other countries. The study seeks to answer the following questions:
1. What specific learning
process do the two tertiary EFL teachers experience?
2. How do the two tertiary EFL teachers reconstruct their identities through learning?
3. THEORETICAL
PERSPECTIVES
Vygotsky’s mediated action
triangle (1978) is regarded as the first generation of Cultural-historical
activity theory (CHAT) which highlights symbolic and physical artifacts in
human goal-oriented interaction with the world (Lantolf,
2006). However, it has been criticized for not well explicating the complicated
interrelations between an individual and society (Engeström,
1999). Inspired by Leont’ev’s work (1981) which
emphasized the collective nature of human activity, Engeström
(1987) expanded CHAT into a more comprehensive model (see Figure 1), where the
community (people involved), rules (social regulations, etc.), and division of
labor (agents’ roles) are incorporated, along with instrument (conceptual or
physical tools), subject (agents of activities), object (goals of activities)
and outcome (changes through activities). The instrument, rules, community, and
division of labor limit or promote human actions.
Figure 1. Activity theory model (Engeström,
1987, p. 78)
In considering the learning
activity systems, Engeström (1999) proposed the “expansive
learning cycle” (see figure 2). An ideal expansive cycle includes 7 phases,
namely questioning (e.g., criticizing the existing practice), analyzing (e.g.,
analyzing the problematic situation to find out causes), modeling the new
solution (e.g., constructing a new model to offer solutions), examining the new
model (e.g., experimenting on the new model to get its potentials or
limitations), implementing the new model (e.g., putting the model into
practice), reflecting on the process (e.g., reflecting on the obstacles
encountered) and consolidating the new practice (e.g., applying the outcomes to
a new practice). Four types of contradictions may appear in the expansive
learning process. Primary contradictions occur within any nodes of the activity
system. Secondary contradictions occur between two or more nodes (e.g., between
the subject and the instrument). Tertiary contradictions arise between a newly
established mode of activity and remnants of the previous one. And quaternary
contradictions occur between the reorganized activity and its neighboring
activity systems (Engeström, 2010). Though
contradictions manifest themselves in disturbances, CHAT considers
contradictions as sources of changes and developments (Engeström,
2015).
Figure 2. Expansive learning cycle (Engeström, 1999, p.384)
Teacher learning as a
unique professional activity is complex in that different learning activity
system elements interact with each other in the dynamic context of the teaching
profession. Take teacher learning activity in a teacher development program as
an example, the teachers (subject) learn how to teach effectively (object) in
the program where all members such as teacher educators, teachers and others
form the community. The teachers use concrete or symbolic artifacts
(instruments) to achieve their learning objects. The task distribution
(division of labor) and the rules of the community also mediate teachers’
learning activity. The interaction of different elements in CHAT contributes to
our exploration of how teachers engage in their learning activities. The notion
of contradictions in CHAT also permits a systematic analysis of discordances
identified in teacher learning. Besides, CHAT can serve as a suitable
theoretical framework for studying teacher identity, as identity is an evolving
process in which teachers are constantly reshaped in connection with social
activities which guide them in developing their roles within the activity
system (Cross, 2020).
4. METHODOLOGY
We employed a multiple case
study approach to explore two Chinese tertiary EFL
teachers’ learning and identity construction. This approach allows researchers
not only to explore the complexity and richness of the phenomenon under
investigation but also to enhance the validity of the findings (Merriam, 2009).
The longitudinal design was adopted to facilitate the examination of teachers’
learning processes and identity-changing trajectories.
4.1. Setting and
participants
The study was conducted in
the context of a language teacher development program set up at a key
university in Central China. Teachers were exposed to a series of lectures
concerning state-of-the-art teaching and research methods, action research
seminars, academic and teaching reports, etc. Professor A (a distinguished
expert in teacher education) of this university was in charge
of the program and provided the participants with various support and
guidance.
The participants were
selected using a purposive sampling procedure to get rich information (Patton,
2015). Considering the requirements of the study (i.e., the teachers are
willing to interact with the researchers, write reflection logs, have a great
passion for learning, etc.), 2 teachers-Maggie and Ruth (both pseudonyms) were
chosen to participate in this study.
Maggie is an EFL teacher who has been teaching at a key university for
seventeen years. she enrolled in the program fueled by a desire to improve her
teaching and research ability. Ruth graduated as a Business English major. She
had worked as a translator at a design institute for three years before being a
tertiary EFL teacher for six years. At the time of
the study, the first author worked as an assistant in the program, which
guaranteed her full access to data collection. Research ethics approval and informed
consent were obtained before the study commenced.
4.2. Data
collection
The data collection lasted
for one year during the two participants’ participation in the program. The
study drew on observation, semi-structural interviews, informal communications and artifacts to collect data. The specific
data sources are as follows.
The first researcher
conducted non-participatory observation and took field notes of the two
teachers’ professional development activities in the program (e.g., teaching
experience exchange, academic report, etc.) and their teaching in the
classroom. The insights gained from these observations were then used as
stimuli for subsequent semi-structured interviews and communication (Burri et
al., 2017).
Two rounds of formal
semi-structural interviews for each participant were conducted and audio-recorded. All interviews were conducted in Mandarin to
allow participants to express themselves freely and comfortably. Each interview
lasted about 2 hours. The first interview examined two teachers’ understanding
of teacher learning and identity and invited them to share their “critical
incidents” (Richards & Farrell, 2005) in their teaching and learning to
explore their specific dynamic learning processes. The second interviews were
designed to explore the participants’ overall learning associated with their
identity change (if any) during one year’s program
learning.
The researchers also
engaged in informal communications with the participants via Wechat, emails and informal meetings. These exchanges
helped researchers establish rapport with the participants, thus making them
share their personal stories more naturally and spontaneously. The interviews
and communications recordings were transcribed verbatim and translated by two
authors.
Artifacts were also
collected, including the participants’ reflective logs, action research plans,
tests, policy documents, (un)published papers, etc.
All collected data were
combined to triangulate each other, enabling a more comprehensive view of
teacher learning and identity negotiation.
4.3. Data analysis
The data were analyzed
utilizing thematic analysis (Braun & Clarke, 2006). Informed by CHAT, the
collected data were iteratively analyzed to interpret two teachers’ learning
processes and identity (re)construction. This aligned with Merriam’s (2009) suggestion
that qualitative researchers can refer to the theory to analyze data.
Specifically, the data
analysis process was recursive and mainly included four stages. Firstly, two
researchers carefully reviewed and coded the field notes, interview and
communication transcripts, participants’ reflective logs and other artifacts
with particular attention to their learning events and how these learning
related to different identities. Secondly, relevant categories, namely, larger
overarching labels that linked the codes were identified. The categories were
then reorganized and renamed within each case. Finally, a cross-case analysis
was conducted to see whether similarities or differences exist in two
participants’ learning processes and identity changes.
To increase the study’s
trustworthiness, two researchers independently read and coded the data followed
by comparing the codes, categories and
interpretations. After rigorous discussions, the two authors reached an
agreement on the classifications of the specific learning process as well as
identity changes. Member-check was also conducted by sharing the transcripts
and analysis results with each participant.
5. FINDINGS
5.1. Maggie’s and
Ruth’s learning process
Following CHAT, each
participant’s learning was positioned in an activity system. Engeström’s (1999) expansive learning cycle was drawn on to
explore the two teachers’ learning processes. The analysis indicated that
Maggie experienced the complete expansive learning process while Ruth the
non-complete one, which illustrated the “unpredictable but patterned” nature of
teacher learning (Molle, 2021).
5.1.1. Maggie’s
complete expansive learning process
The students were
unsatisfied with the vocabulary teaching
Maggie’s students told her
they couldn’t immediately respond to the newly learned English vocabularies in
listening or actively apply them to translation and writing. They also
complained they spent much time memorizing words but with poor effects. The negative
feedback from students and the university’s request to “optimize classroom
teaching” triggered Maggie to question her teaching methods.
I shouldn’t be the
hand-off boss
By carefully analyzing her
teaching, Maggie decided not to be a hand-off boss who let students learn
vocabulary on their own. She discussed vocabulary teaching with professor A and
other program members. “They repeatedly mentioned the production-oriented
approach (POA) in promoting student learning. I wanted to try this teaching
approach” (the first interview).
She attended all the
POA-oriented lectures in the program. However, she shared her worries in her
academic report in the program that she had no idea to apply the POA to her
vocabulary teaching, for there were rare relevant teaching and research cases.
Why not integrate the
POA core stages with vocabulary teaching
Maggie actively explored
the specific ways of integrating the POA with vocabulary teaching. She
discovered the three core stages of “motivating, enabling and assessing” in the
POA could facilitate her application of the POA. She formulated a vocabulary teaching
action research plan based on these three stages and carried it out in her
class.
The action research
plan failed
Maggie designed
Chinese-English translation as a production-driven task before her text
teaching (motivating). Students were required to complete the task first by
themselves. Following that, Maggie guided them to use the newly learned words
in the translation. Maggie’s guidance provided students with certain input
words and enabled them to produce tasks (enabling). She conducted a
time-limited Chinese-English sentence translation test on the students after
two months (assessing) and found many students failed to use the newly learned
words.
She reflected on the
process and realized “the frequency of new words input is low, and the
translation output exercises are only performed once per unit, students thus
forgot the new words quickly” (Maggie’s reflective log).
Maggie discussed her action
research plan with professor A during the action research seminars. She
realized that her production-driven design separated language goals from
communicative goals. In addition, Maggie constantly reflected on the problems
and found students’ evaluation role was overlooked.
I would try the
adjusted plan
Maggie made
adjustments to the previous action research plan. In the motivating
stage, she assigned both language and cross-culture communication goals and
integrated vocabulary learning into translating, writing
and speaking tasks, making students realize their insufficient vocabularies,
thereby stimulating their curiosity for vocabulary learning. In the enabling
stage, Maggie offered a series of multi-modal language input materials and
related cultural background knowledge. She also encouraged the students to
search for vocabulary learning strategies and cultural differences underlying
words between China and foreign countries in groups. In the assessing stage,
students detected their weaknesses by adopting peer assessment, self-assessment and teacher assessment, further strengthening
their vocabulary learning.
The positive effects of
this adjusted action research have been affirmed by many students. Most of them
claimed that they applied more newly learned words in output activities which
was confirmed by our classroom observations. They also got higher scores on the
vocabulary test than before.
However, Maggie’s teaching
was questioned by a few students with lower English proficiency. One student
told her “I don’t like production activity. Many English words that others know
are new words to me” (Wechat communication with
Maggie). This excerpt echoed our classroom observation of his unwillingness to
speak during the production session.
I reconsidered many aspects
Maggie reflected on the two
rounds of action research and found vocabulary learning in a particular
communicative context could be more conducive to vocabulary production. In
addition, she reflected on why the POA-based vocabulary teaching model is more effective
for students with high English proficiency. In her reflective log, she
explained that the challenges of output tasks stimulated highly proficient
students’ desire to learn and fully use various strategies to complete the
output task, which further enhanced their confidence in vocabulary learning.
It needs further exploration
Maggie’s wholehearted
engagement in teaching led to her limited time for academic paper writing,
which conflicted with the accountability policy of the university that set high
requirements for teachers’ academic achievements. However, in the second interview,
she said she had accumulated many teaching research materials and promoted her
research awareness after a year’s learning in the program and action research
explorations. She planned to further promote the POA-based teaching model
through academic research. In addition, this teaching model attracted some of
her colleagues who intended to try it. Maggie’s expansive learning process is
summarized in Table 1.
Table 1. Maggie’s expansive learning process
Theme |
Category |
Code |
triggering events |
negative events |
students’ negative
feedback on vocabulary teaching |
new situation |
university requirement of
‘optimize classroom teaching’ |
|
questioning |
criticizing |
discontent with
ineffective teaching methods |
analyzing |
self-analysis |
analysis of her own past
teaching beliefs and practices as well as the present and future improvements
|
interactive analysis |
communication with others
to analyze the current situation |
|
modeling the new solution |
plan |
developing a POA-based
vocabulary teaching action plan |
examining the new model |
experiment |
trying the first action
plan |
evaluation |
getting unsatisfactory results |
|
adjustment |
enriching and adjusting
the first action study |
|
implementing the new model |
application |
trying the second action
plan |
reflecting |
Reconsidering students’ negative evaluation and
the university’s new teaching requirement |
|
reflections on practice |
reconsidering two rounds
of action research practices, reasons for the first round’s failure and the
different results between the high and low-proficient English learners |
|
reflections on herself |
reconsidering her beliefs
towards vocabulary teaching |
|
consolidating the new practice |
promotion |
Maggie’s decision to
further explore her promoted teaching model and conduct academic research on
the model |
colleagues’ plans to try
out her teaching model |
Table 1 shows that although
Maggie’s learning process was consistent with the seven stages of the expansive
learning circle (Engeström, 1999), the first stage
didn’t start with questioning but with triggering events. It was under the
trigger of some negative and new situations that Maggie questioned her
teaching. She communicated with significant others and analyzed the current
predicaments. Her continuous reflection helped her improve the first action
plan and put forward the second scheme. Her reflection permeated all the phases
of her expansive learning, not just in the sixth stage of the expansive
learning circle. In addition, her expansive learning didn’t stop in the
consolidating stage which could be a starting point for new expansive learning.
As Maggie said, “the promotion of the teaching model is arduous, and I am ready
to face all kinds of questions” (the second interview).
5.1.2. Ruth’s expansive
learning process
The teaching effect was
far from my expectation
Facing the English
curriculum reform, Ruth readily accepted the assigned task of teaching foreign
trade English, hoping to seize the opportunity to enrich students’ and her
relevant knowledge. She spent much time familiarizing herself with teaching
materials and preparing lesson plans. But she found the students were inactive
in the class and the teaching effect was far from her expectation. She felt
discouraged and questioned her teaching ability, wanting to find “the root of
the problem” (Ruth’s teaching problem report in the program).
Causes needed to be identified
She analyzed the reasons in
her log, “I lack teaching experience for it’s the first time I taught this
course. What I centred on was teaching materials and
ignored the students’ needs”. Besides, from her students’ feedback, she knew
their difficulty in understanding teaching content was mainly due to their
limited foreign trade knowledge. Some students complained that the class was
teacher-dominated and lack of business cases. Ruth reflected on the feedback
and decided to adjust her teaching methods.
I wanted to make my
teaching changed
She made changes in the
following aspects. Firstly, she adopted the case teaching method by joining
case analysis and virtual practice in teaching. Secondly, the limited classroom
time prompted her to use “micro class” and “flipped classroom”. Finally, the
teacher-student and student-student interactions were more emphasized (email
communication).
I tried the new
teaching modes
Ruth put the new scheme
into practice. She no longer confined herself to the textbook, but integrated
real international trade incidents she had handled in her previous job into
classroom teaching, such as the cases of dispute resolution, win-win contract
negotiation, etc. In addition, she adopted the virtual practice teaching method
when teaching international trade terms, business negotiation and contract
writing. Students played different negotiation roles and actively explored the
learning contents to solve the virtual practice problems, which improved their
negotiation skills. Moreover, she video-recorded the crucial and challenging
knowledge points and shared them with students before class so that they could
learn them in advance. Ruth reported in the teaching sharing activity held in
the program that “micro class and flipped classroom help students engage in
studying”. In the second interview, she told us that she ranked first in the
teaching assessment by students in her department.
I reflected on many things
Ruth wrote in her log, “My
previous teaching was spoon-feeding and care little about students’ involvement
in learning”. After finishing her foreign trade English teaching, she
experienced a change from “being questioned by students” to “being popular with
students”. She reflected on the changing process and believed that “a good
teacher needs to keep exploring suitable teaching methods to promote students’
learning. Besides, teachers need to be creative to solve students’ learning
problems”.
She also reflected on the
shortcomings of the current curriculum. Students had little opportunity for
social practice due to the limited number of practice bases, which made it
difficult for students to combine theoretical knowledge with actual practice.
After one year of foreign
trade English teaching, she suspended this course because of her illness and
other teaching pressure. But she said, “it is only a temporary renunciation, I
will certainly come back late”.
Ruth’s expansive learning
process has gone through five stages, but it doesn’t stop. When she begins a
new round of foreign trade English practice teaching, her new learning will
restart. Table 2 summarizes her expansive learning process.
Table 2. Ruth’s expansive learning process
Theme |
Category |
Code |
triggering event |
new situation |
English curriculum reform |
questioning |
criticizing |
dissatisfaction with her
teaching methods |
analyzing |
self-analysis |
analysis of her
inexperience in teaching the new course, textbook-centred
problems and ignoring the students’ needs |
interactive analysis |
analysis of the current
situation with students |
|
modeling the new solution |
plan |
planning to adopt case
teaching method, virtual practice teaching, micro-class and flipped classroom
teaching mode |
implementing the new model |
experiment |
trying the new teaching
modes |
reflecting |
reflection on environment |
reflections on the
limited number of practice bases |
reflections on practice |
reflections on the new
teaching methods |
|
reflections on herself |
reflections on her
previous spoon-feeding teaching |
Ruth’s expansive learning
also started with triggering events and then she questioned her teaching
ability. The new plan was put forward and implemented after her careful
analysis. The whole learning process was also inseparable from her reflection.
It can be seen from the
above analysis that teachers’ learning process does not necessarily experience
seven steps in sequence because of the different situations or needs. Besides,
unlike the expansive learning circle which starts with questioning, teachers in
this study began with the triggering event(s) which inspired teachers to
question. Triggering can become an essential stage of expansive learning.
Moreover, two teachers’ reflecting actions ran through the whole learning
process instead of just occurring in the sixth phase of the expansive learning
circle. These differ from Engestrom’s(1999) original model description, which reflects the unique
characteristics of teachers’ expansive learning in this study.
5.2. Maggie’s and
Ruth’s professional identity shifts
The data analysis showed
that the participants’ identities changed through their learning, which
reflected the dynamic characteristics of teacher identity. Three different
routes of the participants’ identity development emerged from the collected
data.
5.2.1. From
experience-based teacher to research-oriented teacher
Both teachers talked about
research-oriented teacher identity and believed that their teaching and
research competence should co-develop. They used to put more effort into how to
teach and considered the research intimidating. Through participating in different
activities such as action research, teaching experience sharing, attending
lectures, etc., they learned how to conduct research from teaching and how to
apply theories and research results to inform and guide their teaching. They
found teaching and research are inseparable.
After I learned about the
POA in the program, I was surprised to find that my previous teaching ideas
were highly consistent with those of the famous Professor Wen (the founder of
POA). The coincidence made me very excited. The research is not unreachable
now. I could be a researcher too. (Maggie’s second interview)
Before attending the
program, I thought it was enough to be an experienced teacher. By engaging in
various activities in the program, I gradually realized that I could become a
researcher. When I read scholars’ research papers, I thought I could write too.
(Ruth’s log)
The two teachers’
engagement in different learning activities further enhanced their research
knowledge and competency, reinforcing their emerging identity as researchers.
They became aware of the essential aspects of research, trying out conducting
research from their teaching.
In the informal meeting
with Maggie, she mentioned that she had begun to reflect on her teaching, her
students and herself, and planned to conduct teaching research to serve her
teaching. Ruth applied the teaching theory and teaching approaches she learned
in the program to her teaching and got effective results. She wrote an academic
paper on foreign trade English based on her flipped-class teaching. The process
of teaching and writing brought her joy.
5.2.2. From lecturer to
learner
Two teachers also mentioned
their learner identity construction during their various learning. Before
attending the program, the two teachers felt that their role is dominated by
“lecturer”.
I used to see myself as a
lecturer who transmits knowledge, but now I am a student who is eager to learn
knowledge. There are many excellent professors, doctoral students
and teachers in this program. I should follow their examples and try my best to
narrow the distance from them. The identity transformation makes me better
understand students’ needs and think about how to better help them grow.
(Maggie’s second interview).
Ruth used to consider
herself a lecturer who knew more than students. But now she feels normal that
students know what she doesn’t. Besides, she mentioned several times in the
email exchanges with us that “knowledge updates so fast that the idea of acquiring
the useful knowledge and skills once and for all is out of date. I must keep
learning throughout life”.
5.2.3. From language
teacher to multi-competent teacher
The participants in the
study also made their efforts to shift from “language teacher” to
“multi-competent teacher” who can teach courses with characteristics of other
disciplines or contents in addition to languages.
Maggie overemphasized
students’ language development in the past. But now, in addition to cultivating
students’ language ability, she also taught other content such as
Chinese-Western culture comparison, cross-cultural communication and
literature. Besides, she combines moral education with language teaching. “A
morally flawed person is quite dangerous. Now I attach great importance to
exploring the moral elements in the English curriculum.” (Wechat
communication).
Ruth also showed a similar
orientation. Her sole responsibility was to help students master language
knowledge before joining the program. However, now she firmly believes that
integrating English and business knowledge is in line with the times and the market
demands. She claimed that, as time went on, she should follow the trend to
transform her identity.
From the above results, we
can see both Maggie and Ruth tried hard to move from their actual identity
(experience-based teacher, lecturer, language teacher) to their designated
identity (research-oriented teacher, learner, multi-competent teacher). The professional
development program acted as a mediator to provide teachers with new knowledge
and skills related to teaching, which helped the two teachers better perceive
what it meant to be a teacher, “who they are becoming, and who they want to be”
(Varelas 2012, p.2), thus providing space for identity reconstruction.
Having explored the
intricacies of the participants’ learning processes and identity development,
it now pivots towards a comprehensive discussion of these findings.
6. DISCUSSIONS
This paper empirically
examined the dynamic nature and complexity of two tertiary EFL
teachers’ learning, and identity shifts in the teacher development program and
their teaching practices.
6.1. The driving
role of contradictions in teacher learning
Previous studies from the
CHAT perspective show understanding and resolving contradictions can reveal
teachers’ change and development (Dang, 2013; Ell & Major, 2019). In
Maggie’s POA teaching activity system, Maggie initially believed that students could
learn vocabulary independently while students thought she should teach them
vocabulary due to their unsatisfactory self-learning results. The different
viewpoints between Maggie and the students have caused contradictions within
the community of the activity system (primary contradictions). However, it was
this primary contradiction that prompted Maggie to actively explore ways of
improving students’ vocabulary learning. By consulting professor
A and program peers, she adopted POA as a guide for vocabulary teaching. But
due to her limited understanding of POA, she did not know how to effectively
integrate it with her teaching practice. The secondary contradiction between
the subject (Maggie) and tool (POA) arose. She formulated and implemented her
first teaching action research with unsatisfied results. The secondary
contradiction between instrument (action research) and object (to improve
students’ vocabulary learning) appeared. In addition, Maggie’s previous
teaching modes (e.g., emphasizing language, ignoring communication goals,
valuing teacher evaluation) conflicted with the POA-oriented teaching
(highlighting language and communication goals, stressing teacher-student
co-evaluation), which led to the tertiary contradiction between the old and the
new mode of activity. She carried out the adjusted practice with the desired
effects. But the new practice got resistance from a few low-proficient English
learners who viewed the production tasks as difficult, which is a secondary
contradiction between tools (action research) and students in the community.
Besides, the new teaching approach made Maggie invest a lot of energy and have
little time for academic writing, which caused the quaternary contradiction
between the main activity and adjacent activity. By negotiating these
contradictions, Maggie reconstructed her identities as a research-oriented
teacher, learner and multi-competent teacher. The
contradictions in Maggie’s activity system are shown in Figure3.
Figure 3. Contradictions in Maggie’s
POA-based vocabulary teaching action research activity
Ruth also encountered some contradictions in her foreign trade English teaching. At first, Ruth only focused on the textbook rather than her students’ needs, which led to the primary contradiction between her and the students. Later, students expected more opportunities to apply the theory they learned to practice. However, due to the limited number of practice bases, students had a slim chance to practice, resulting in the secondary contradiction between rule (few practical supports from the university) and object (to promote students’ foreign trade English learning). Besides, the limited class hours made it impossible for Ruth to complete all the teaching tasks, which caused the secondary contradiction between rule (little class hours) and object (to promote students’ foreign trade English learning). She video-recorded the key and complex learning content for students to make up for the limited time. But some students complained about the heavy learning burden. The primary contradiction within the community (Ruth and students) thus occurred again. Then because Ruth put most of her efforts into this course, she had to spend less time on her two other courses, resulting in the quaternary contradiction. By overcoming these contradictions, Ruth narrowed the distance between her actual level and potential level (Vygotsky, 1978) and shifted her identity. Figure 4 shows the contradictions in Ruth’s activity system.
Figure 4. Contradictions in Ruth’s Foreign Trade
English teaching activity
It can be seen from the
above that teacher learning process is not necessarily smooth but full of
various challenges and contradictions. The negotiation of contradictions led to
the two teachers’ enhanced awareness of their inadequate knowledge and skills,
which further motivated their active learning and created a space in which
Maggie and Ruth shaped their new identities. This adds to previous studies
where a degree of dissonance is beneficial and leads to growth (Danielowich,
2012; Engeström 2015). However, Saka et al. (2013)
warn that the tensions may backfire and undermine teachers, particularly if
they are not well supported in tackling the challenges. It indicates teachers
need to learn to appropriate social and tool mediation (Molle,
2021) to better overcome the challenges they encounter.
6.2. Identity
development through negotiation and boundary crossing in teacher learning activities
According to CHAT, human
cognitive development, originating from individuals’ interaction with the
environment, history and others in activities, is
essentially social (Wertsch, 1985). In this study,
the two participants engaged in various social interactions in their teaching
and learning activities. For example, they interacted and discussed their
teaching and research problems with the expert, doctorate students and teachers
in the program. They also actively interacted with their students in their
teaching practice. Their expansive learning process thus embodies the
collective learning characteristic. They made their implicit knowledge explicit
by sharing personal knowledge through in-depth collective dialogue. They
accepted challenges from others and obtained consensus through negotiation,
which updated their professional knowledge and teaching practice. Through
dialogue and multi-voice in community activities (Bakhtin, 1986), teachers
cross the boundaries of different activity systems, walk out of their
respective spaces and enter the third space (Gutiérrez
et al., 1999) to solve problems together. The research result coincides with
the findings of many researchers who highlight the positive functions of the
learning community (Chen, 2020; Moosa, et al., 2022).
Besides, teachers’ various
interactions in their teaching and learning practice became a critical source
for their identity development. By constant negotiation with self and others,
teachers could perceive the gap between the designated self and the real self,
gain learning opportunities from others and reflect to transcend themselves
(Liu & Xu, 2013). They then strategically positioned themselves within the
complex webs of intrapersonal and interpersonal relationships to narrow the gap
and construct new professional identities. The results are in line with the
construct of identity-in-discourse and identity-in-practice proposed by
Varghese et al. (2005) and identity-in-activity (Dang, 2013) which indicate
that identity is formed through discourse negotiation with others in the
practice and activity system. In this regard, teacher identity is an ongoing
social process involving co-construction and negotiation with significant
others in the learning context and featuring discontinuities as teachers constantly
interact with different selves in response to various social settings (Akkerman
& Meijer, 2011).
6.3. Agency as a
source of promoting teacher learning and identity development
Teacher learning and
identity are not entirely social, and the individual agency also plays a key
role. Agency, the ability to “make choices, take control, self-regulate, and
thereby pursue their goals as individuals leading, potentially, to personal or
social transformation” (Duff, 2012, p.417), becomes even more significant when
considering that teachers are not blank canvasses to be painted (Freeman &
Johnson, 1998). Our study has revealed that teacher learning begins with the
trigger of negative or new events. These key events often require teachers to
own keen observation and perception ability and exert their agency to discover
these triggers as well as question and analyze the existing problems. Teachers
reflect on the tensions in their teaching, actively seeking support to deal
with difficult situations. They engage in various activities (e.g.,
continuously implementing, verifying and consolidating
their teaching plans) and renew their cognition. This indicates that agency
plays a crucial role in shaping teachers’ new understandings of participating
in learning activities. The result finds resonance with the claim of Valsiner and van der Veer (2000) that higher cognition
development is not a simple substitution of experience, but a process of
transformation between self and activity.
Agency is also a powerful
source of teacher identity development (Beauchamp & Thomas, 2009). The two
teachers’ identities were developed through their agentic actions. For example,
despite her lack of research ability, Maggie enriched her ideal identity as a
research-oriented teacher by continuous reflections on her failures in
exploring the action research plan. In a similar vein, Ruth updated her
designated identity as a multi-qualified teacher by exercising agency in her
professional practice and seeking support from significant others. Different
from what Tao and Gao (2017) held that teacher identity construction is a
crucial part of teacher agency development, this study indicates that teacher
agency not only promotes teacher learning but also affects teacher professional
development and promotes teacher identity transformation.
Overall, agency helps
teachers make use of various mediation and learn constantly to improve their
teaching ability as well as update their identity. The findings corroborate the
exploration of teacher learning as the emergence of their role identities (Beijaard, 2019), which involves individual agency.
7. CONCLUSION
Drawing on the CHAT, we
present the case study of two teachers, each illustrating a unique professional
learning process and its impact on their identity transformation. The findings
expand our understanding of teacher learning and identity construction. First,
our study presents some unique characteristics of teachers’ expansive learning.
Different from Engeström’s (1999) expansive learning
cycle, the teachers in this study started with the triggering event(s) rather
than with the questioning. And their reflections didn’t just occur in the sixth
phase of the expansive learning circle but ran through the whole learning
process. Besides, while many tensions and contradictions could pose challenges
to teacher learning, the chances of participating in multiple activities and
engaging in interactions and negotiations with different significant others
help teachers’ cross boundaries and develop their teaching competence to enrich
their professional identities. Further, the analysis highlights agency is a
powerful source of teacher learning and identity development. Such information
can generate useful implications regarding what supports could be provided to
facilitate teacher learning and identity development.
As a qualitative case
study, we acknowledge that including two participants in one teacher
development program is limited in adequately capturing variations of teacher
learning and identity development. Findings should not be easily generalized to
other teachers. Besides, all data were collected during two teachers’
participation in the program, it is unclear what happened to them after they
left the program. Future research could further track these participants to
explore their learning and identity construction trajectories.
FUNDING INFORMATION
This work was supported by
the [Youth Fund for Humanities and Social Sciences Research of the Ministry of
Education] under Grant [22YJC740041]; and [General Project of Philosophy and
Social Science Research in Universities] under Grant [2022SJYB2210].
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